Dear Customer,

Notice of Amendment to Terms and Conditions

Under the joint announcement issued by the Securities and Futures Commission and the China Securities Regulatory Commission on 25 November 2016, trading through the mutual stock market access between Shenzhen and Hong Kong (“Shenzhen-Hong Kong Stock Connect”) will commence on 5 December 2016.

As part of our preparations for compliance with the requirements of the Shenzhen-Hong Kong Stock Connect, please be informed that our “Terms and Conditions for Securities / Futures / Options Trading Accounts” (the “Terms and Conditions”) will be amended with effect from 5 December 2016 (“Effective Date”) with a revised Part G, “Supplemental China Connect Terms and Risk Disclosures”, (“Part G”) thereto.

Details of the terms and conditions (the “Terms and Conditions”), please refer to YSHK website: http://www.yuanta.com.hk/Portal/hk/IR08/IR0806/ .

Please note that the amendment to the Terms and Conditions shall be binding on you if you continue to use our services after the Effective Date.

Should you have any enquiry regarding the amendment or requires a print copy of the latest Terms and Conditions, please call our customer services hotline (852) 3555 7888.

Yours faithfully,

Yuanta Securities (Hong Kong) Company Limited