將於2022年下半年推行的投資者識別及場外證券匯報

根據證券及期貨事務監察委員會 (“證監會”）相關的規則和條例要求下，元大證券（香港）有限公司（“本公司”）可能須要向有關監管機構披露閣下的個人資料、帳戶資訊（如適用）及其他與閣下/閣下的交易及與我們的服務相關的資料及材料（“客戶資訊”）。

為此，本公司特此通知閣下及徵求閣下對上述披露的明確同意，否則，本公司將無法向閣下提供香港證券交易服務。

Investor identification and OTC securities reporting in The Second Half of 2022

Pursuant to the requirement of the rules and regulations under the Securities and Futures Commission’s (“SFC”), Yuanta Securities (Hong Kong) Company Limited (“we”) may be required to disclose or submit your personal data, account information (if applicable) and other information relating to you / your transactions or our services provided to you (“Client Information”) to the relevant regulators.

As such, we hereby inform you and request your express consent to the aforesaid disclosure; otherwise we will not be able to further provide the Hong Kong Securities Trading Services to you.