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RE: Lowered Threshold for Shareholder Disclosure for Taiwan Market
2024/04/29 13:42

Starting from 10th May 2024, the threshold for reporting and announcing large shareholdings will be revised from 10% to 5%.

Relevant forms of Yuanta Securities (Hong Kong) Company Limited have also been revised accordingly, including:-

Applicable to Individual or Corporate Customers
Cash Account:                                                -  Cash Account Client Confirmation for Taiwan Securities Trading ("Confirmation")
Margin Account:                                              - Margin Account Client Confirmation for Taiwan Securities Trading ("Confirmation")
Applicable to Financial Institution Customers - TAIWAN FINI FACILITY LETTER ("FINI Letter")

Attached herewith the latest version of the Confirmation /FINI Letter. Customers are kindly requested to read the Confirmation Letter/FINI Letter carefully and sign back the Confirmation /FINI Letter to confirm that you are aware of the change in the application threshold and agree to abide by the relevant laws and regulations for trading in Taiwan stocks and cooperate with the reporting requirements. .

Please note:    Once the Confirmation /FINI Letter is signed, the customer will be deemed to have agreed and confirmed to comply with all relevant terms. If existing customers still use the Taiwan securities trading services of Yuanta Securities (Hong Kong) Company Limited on or after 1st May 2024, and issue any instructions for Taiwan securities to Yuanta Securities (Hong Kong) Company Limited, the customers will be deemed to have accepted the applicable Terms and Conditions stated in the Confirmation/FINI Letter.

Please refer to https://dsp.tpex.org.tw/web/listing/shareholder_stock.php for reference.

For details, please contact your Account Manager.

Yours Sincerely,

Yuanta Securities (Hong Kong) Company Limited
April 26, 2024