In alignment with the implementation of the Uncertificated Securities Market (“USM”) in Hong Kong on 16 November 2026, securities service fees of the Company fee schedule will be adjusted with effect from the same date as follows:
- Cancellation of Scrip Fee
Cancelled with effect from 16 November 2026 (previously HK$1.50 per board lot).
- Physical Scrip Deposit Related Fees (Pass-Through Items)
Where the following fees charged by the Approved Securities Registrar ("the Registrar") are involved, the Company will collect such fees on behalf of the Registrar in accordance with its standard rates:
lTransfer and Registration Fee (“T&R Fee”): Not exceeding 0.02% of the market value of the securities, subject to a minimum of HK$20 per request.
lTransactional Dematerialization Fee: HK$5 per certificate, subject to a minimum of HK$20 per request (applicable to securities participating in the USM only).
Note: The actual fee amounts collected will be subject to the latest standard rates announced by the Registrar from time to time.
Except for the above adjustments, all other securities service fees of the Company will remain unchanged.
Relevant Links:
- The Company’s Complete Fee Schedule:
https://www.yuanta.com.hk/Portal/en/IR08/IR0803/IR080301/
- HKEX USM Webpage:
https://www.hkex.com.hk/Services/Settlement-and-Depository/USM?sc_lang=en
- SFC USM Webpage:
https://www.sfc.hk/en/Rules-and-standards/Uncertificated-Securities-Market
Should you have further queries, please contact your Account Manager or call our Customer Service Hotline at (852) 3555 7878 for immediate assistance.
Yours sincerely,
Yuanta Securities (Hong Kong) Company Limited
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