• 01 - Terms and Conditions for Securities / Futures / Options Accounts

• 05 - Authorisation to Dispose of, Lend or Deposit Securities and/or Securities Collateral

• 06 - Electronic Trading Services (Subscribe / Cancel / Reset Password) Application Form

• 07 - Fund Withdrawal Instruction

• 08 - Currency Exchange Notification

• 09 - Securities Deposit or Transfer Instructions (through CCASS)

• 10a - Securities Settlement Instruction

• 10b-Securities Transfer Instruction - Funds/ Bonds/ Structural Products

• 11 - Withdrawal Instruction for Physical Script

• 12 - Standard Form of Transfer

• 15 - Change of Account Type for Securities Account

• 16 - Account Termination Notification

• 17 - Consent of Personal Data Usage

• 18-Companies Account Opening Checklist

• 19-FORM W-8BEN

• 20-W-8BEN-E

• 21-FATCA Instructions

• 22-Self-Certification Form – Individual

• 23-Self-Certification Form – Entity

• 24-Self-Certification Form – Controlling Person

• 25-Meaning of terms and expressions used in Self-Certification Forms

• 27-Voting Request

• 28-Risk Assessment Questionnaire & General Knowledge on Derivatives and ETF Course (Appliable to Individual Client)

• 30-Corporate Risk Assessment Questionnaire & General Knowledge on Derivatives and ETF (Applicable to Corporate Client)

• 31-Personal Data Collection Statement Concerning Northbound China Connect Transaction